Ethics CE: CFP Board Revised Code and Standards

SKU:
de-di-ethicsul
$50.00

Description:

By the end of this program, the participant should be equipped to:

  • Learning Objective 1: Understand the structure and content of the revised Code and Standards, including significant changes from prior rules.
  • Learning Objective 2: Describe CFP Board’s Fiduciary Duty.
  • Learning Objective 3: Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them.
  • Learning Objective 4: Understand the Duty to Report to CFP Board and the Duty to Cooperate.
  • Learning Objective 5: Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning or Financial Planning.
  • Learning Objective 6: Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice.

This program fulfills the requirement for CFP Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct.

  • Level of Complexity: Intermediate
  • Time to complete: 3 months
  • CE Hours: 2
  • Description

    By the end of this program, the participant should be equipped to:

    • Learning Objective 1: Understand the structure and content of the revised Code and Standards, including significant changes from prior rules.
    • Learning Objective 2: Describe CFP Board’s Fiduciary Duty.
    • Learning Objective 3: Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them.
    • Learning Objective 4: Understand the Duty to Report to CFP Board and the Duty to Cooperate.
    • Learning Objective 5: Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning or Financial Planning.
    • Learning Objective 6: Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice.

    This program fulfills the requirement for CFP Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct.

    • Level of Complexity: Intermediate
    • Time to complete: 3 months
    • CE Hours: 2