Code of Ethics & Standards of Conduct

Satisfy the 2-Hour CFP® Board Continuing Education Requirement

Code of Ethics CE Requirements

Individuals who have already obtained their CFP® certification will need to satisfy the 2-hour CFP Board continuing education requirement. Dalton Education’s Code of Ethics & Rules of Conduct course emphasizes the ethical foundations of financial planning and satisfies this requirement.

The CFP® Board has revised their Code and Standards. This course will familiarize financial planners with the changes. The final exam is 20 multiple choice and true/false questions. Participants must achieve a passing score of 70% or higher to be credited with the continuing education work. Dalton Education will report the CE hours directly to the CFP® Board on the student’s behalf.

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Course Benefits

The goal of this program is to position the application of the CFP Board's Code of Ethics and Standards of Conduct as the foundation for ethical financial planning. Included in this course:

  • Understanding the CFP® Board’s Code and Standards and the fiduciary duties of financial planners
  • Emphasis on client disclosure requirements and potential conflicts of interest
  • Self-paced, online study
  • All study materials provided and available online
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